SEC Proposes Termination of Regulation NMS, Rules 611 and 610(e)

SEC and FINRA regulation defines the rules of the game in the OTC markets. This news may impact disclosure, enforcement or market access for companies and retail investors. ## Summary SEC Proposes Rescission of Regulation NMS, Rules 611 and 610(e) The Securities and Exchange Commission today proposed amendments to repeal Rules 611 and 610(e) of Regulation NMS “After two decades of Rule 611, it is time for the Commission to revisit its unintended consequences that have hindered – rather than… ## Why it is relevant for OTC investors - Impact on SEC/FINRA disclosure, reporting or enforcement - Possible effects on broker-dealers and retail access to the OTC market - Correlation with recent filings of companies on the watchlist ## What to check before operating - Tier and official profile on otcmarkets.com - Recent SEC filings (10-K, 10-Q, 8-K) or international equivalents - Average volume, bid-ask spread and compatibility with position size - Consistency of the news with verifiable data, not just headlines or social media ## OTC Venture Context Venture OTC aggregates and processes news from external sources for information purposes. The text does not replace financial advice nor does…