SEC Appoints John Moses Director of Office of Investor Education and Assistance

SEC Names John Moses Director of Office of Investor Education and Assistance The Securities and Exchange Commission has named John Moses director of the agency's Office of Investor Education and Assistance, which provides services and resources to help investors…

SEC and FINRA regulation defines the rules of the game in the OTC markets. This news may impact disclosure, enforcement or market access for companies and retail investors. ## Summary SEC Names John Moses Director of Office of Investor Education and Assistance The Securities and Exchange Commission has named John Moses director of the agency's Office of Investor Education and Assistance, which provides services and resources to help investors build their financial future and protect themselves from investments… ## Why it is relevant for OTC investors - Impact on SEC/FINRA disclosure, reporting or enforcement - Possible effects on broker-dealers and retail access to the OTC market - Correlation with recent filings of companies on the watchlist ## What to check before operating - Tier and official profile on otcmarkets.com - Recent SEC filings (10-K, 10-Q, 8-K) or international equivalents - Average volume, bid-ask spread and compatibility with position size - Consistency of the news with verifiable data, not just headlines or social media ## OTC Venture Context Venture OTC aggregates and processes news from external sources for information purposes. The text does not replace financ…