SEC seeks public comment on new exchange-traded funds

SEC and FINRA regulation defines the rules of the game in the OTC markets. This news may impact disclosure, enforcement or market access for companies and retail investors. ## Summary SEC Seeks Public Comment on New Exchange Traded Funds The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) that seek to invest in innovative asset classes or engage in new investment strategies The request focuses on ways to facilitate innovation… ## Why it is relevant for OTC investors - Impact on SEC/FINRA disclosure, reporting or enforcement - Possible effects on broker-dealers and retail access to the OTC market - Correlation with recent filings of companies on the watchlist ## What to check before operating - Tier and official profile on otcmarkets.com - Recent SEC filings (10-K, 10-Q, 8-K) or international equivalents - Average volume, bid-ask spread and compatibility with position size - Consistency of the news with verifiable data, not just headlines or social media ## OTC Venture Context Venture OTC aggregates and processes news from external sources for information purposes. The text does not replace financial advice nor does it in…